Disclosures

Astro Investment Capital Ltd. is a registered broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Securities products and services are offered through Astro Investment Capital Ltd. Clearing and custody services may be provided by affiliated or third-party clearing firms. Astro is registered with the U.S. Securities and Exchange Commission (SEC).

All investments involve risk, including the possible loss of principal. The value of securities, exchange-traded funds (ETFs), options, and digital assets may fluctuate and may be affected by market conditions, economic events, and other factors beyond Astro's control. Past performance is not indicative of future results.

Astro's self-directed brokerage services do not provide investment advice, recommendations, or portfolio management. You are solely responsible for your investment decisions. Consider your financial situation, investment objectives, and risk tolerance before trading.

$0 commission applies to online U.S. equity trades, ETFs, and options for self-directed individual brokerage accounts. $0 commission does not apply to foreign-listed securities, fixed-income investments, or over-the-counter (OTC) securities.

Standard U.S. options trades are subject to a $0.65 per contract fee. Regulatory fees (SEC, FINRA TAF) may apply to sell transactions. Other fees may apply for wire transfers, account transfers, paper statements, and premium subscription tiers. A full fee schedule is available in your account settings and upon request.

Options trading entails significant risk and is not appropriate for all investors. Options investors may lose the entire amount of their investment in a relatively short period of time. Prior to buying or selling an option, investors must receive a copy of the Characteristics and Risks of Standardized Options, also known as the Options Disclosure Document (ODD).

Supporting documentation for any claims, comparisons, statistics, or other technical data is available upon request.

Digital assets, cryptocurrencies, and related products are highly speculative and volatile. They are not insured by the FDIC or SIPC in the same manner as traditional securities. Regulatory treatment of digital assets continues to evolve and may affect availability, taxation, and legal status.

Staking, mining rewards, and yield products offered through Astro carry additional risks including smart contract vulnerabilities, network failures, and lock-up periods. Yields are not guaranteed and may change without notice.

Astro Gold and Astro Platinum are subscription-based premium tiers offering enhanced execution speeds, priority support, and higher staking yields. Subscription fees are billed monthly or annually as selected at enrollment. Benefits, fee waivers, and yield rates are subject to change with 30 days' notice.

Premium tier benefits do not guarantee investment performance or protect against market losses. Terms and conditions for each tier are provided at enrollment and may be updated periodically.

Astro routes orders to market centers and liquidity providers to seek best execution for our customers. We may receive payment for order flow from certain market makers and routing destinations, which helps us offer commission-free trading. Details on our order routing practices are available in our Rule 606 reports, published quarterly.

Astro and its affiliates may have business relationships with issuers of securities available on our platform, payment processors, and third-party data providers. We maintain policies designed to identify and manage conflicts of interest in accordance with FINRA and SEC requirements.

Astro Investment Capital Ltd. provides a Customer Relationship Summary (Form CRS) that describes our services, fees, conflicts of interest, and how we act in your best interest. You can request a copy by emailing support@astroinvestment.capital or through your account dashboard.

Securities and digital assets held in your Astro brokerage account are not deposits and are not insured by the Federal Deposit Insurance Corporation (FDIC). Cash balances swept to program banks may be eligible for FDIC insurance up to applicable limits through our cash sweep program. See program terms for details.

For questions about these disclosures or to request additional regulatory documents:

Astro Investment Capital Ltd.
Compliance Department
Email: support@astroinvestment.capital